-
Signature
-
/s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact
-
Stock symbol
-
PGEN
-
Transactions as of
-
Aug 16, 2023
-
Transactions value $
-
-$8,212
-
Form type
-
4
-
Date filed
-
8/18/2023, 09:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PGEN |
Common Stock |
Options Exercise |
|
+15.5K |
+13.67% |
|
129K |
Aug 16, 2023 |
Direct |
F1 |
| transaction |
PGEN |
Common Stock |
Sale |
-$8.21K |
-5.3K |
-4.12% |
$1.55 |
123K |
Aug 17, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PGEN |
Restricted Stock Units |
Options Exercise |
$0 |
-15.5K |
-50% |
$0.00 |
15.5K |
Aug 16, 2023 |
Common Stock |
15.5K |
|
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: