Rodney Hershberger - Jun 1, 2023 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role
Director
Signature
/s/ Ryan S. Quinn, as attorney-in-fact for Rodney Hershberger
Stock symbol
PGTI
Transactions as of
Jun 1, 2023
Transactions value $
-$135,500
Form type
4
Date filed
7/3/2023, 09:36 PM
Previous filing
May 1, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGTI PGTI Common Stock Sale -$62.3K -2.5K -0.18% $24.91 1.35M Jun 1, 2023 Direct F1, F2
transaction PGTI PGTI Common Stock Sale -$73.2K -2.5K -0.19% $29.29 1.35M Jul 3, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects the sale of shares of common stock of the Issuer on June 1, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $24.84 to $24.99. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range.
F2 The share ownership numbers reflect ownership of PGTI common stock as of June 20, 2023.
F3 Reflects the sale of shares of common stock of the Issuer on July 3, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.21 to $29.43. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the applicable price range.