Joshua Harris - Dec 28, 2022 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
Other*
Signature
By: Joshua Harris, By: /s/ Frank Marra, attorney-in-fact
Stock symbol
APO
Transactions as of
Dec 28, 2022
Transactions value $
-$22,503,474
Form type
4
Date filed
5/24/2023, 09:29 PM
Previous filing
Jan 11, 2022
Next filing
Apr 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Common Stock Gift $0 -210K -15.56% $0.00 1.14M Dec 28, 2022 Direct F1
transaction APO Common Stock Gift $0 -95K -8.33% $0.00 1.05M Dec 28, 2022 Direct F2
transaction APO Common Stock Sale -$7.88M -122K -0.35% $64.80 34.7M May 22, 2023 See Footnote F3, F7, F8
transaction APO Common Stock Sale -$12.5M -190K -0.55% $65.88 34.5M May 22, 2023 See Footnote F4, F7, F8
transaction APO Common Stock Sale -$1.4M -21.1K -0.06% $66.20 34.5M May 22, 2023 See Footnote F5, F7, F8
transaction APO Common Stock Sale -$720K -10.9K -0.03% $66.08 34.5M May 23, 2023 See Footnote F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the exempt gift of shares to a donor advised fund.
F2 Reflects the exempt gift of shares to a charitable foundation.
F3 Reflects the sale of shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock"), by MJH Partners II LLC ("MJHP II") on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $64.15 to $65.13.
F4 Reflects the sale of shares of Common Stock by MJHP II on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $65.17 to $66.16.
F5 Reflects the sale of shares of Common Stock by MJHP II on May 22, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $66.17 to $66.29.
F6 Reflects the sale of shares of Common Stock by MJHP II on May 23, 2023. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $66.00 to $66.28.
F7 The Reporting Persons undertake to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the applicable price range.
F8 Reflects shares held by MJHP II, an estate planning vehicle for which voting and investment control are exercised by Joshua Harris. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.

Remarks:

Each of the Reporting Persons may be deemed to be a member of a "group" for the purposes of the Securities Exchange Act of 1934 by virtue of being a party to the Apollo Global Management, Inc. Stockholders Agreement. The Reporting Persons disclaim beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the applicable Reporting Person. This report shall not be deemed an admission that the Reporting Persons are a member of a group or the beneficial owner of any securities not directly owned by the applicable Reporting Person. Each of the Reporting Persons disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.