DEAN J. MITCHELL - 09 Mar 2023 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Dean J. Mitchell, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
09 Mar 2023
Net transactions value
+$56,499
Form type
4
Filing time
13 Mar 2023, 17:11:42 UTC
Previous filing
24 Feb 2023
Next filing
27 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $56,499 +48,290 +17% $1.17 331,836 09 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +106,837 $0.000000 106,837 09 Mar 2023 Common Stock 106,837 Direct F2, F3
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +125,489 $0.000000 125,489 09 Mar 2023 Common Stock 125,489 $1.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the reporting person in lieu of an annual retainer of $56,500.
F2 Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F3 The RSUs vest in full on March 9, 2024.