Craig Henderson - Feb 27, 2023 Form 3 Insider Report for PGT Innovations, Inc. (PGTI)

Signature
/s/ Ryan S. Quinn, as attorney-in-fact for CRAIG HENDERSON
Stock symbol
PGTI
Transactions as of
Feb 27, 2023
Transactions value $
$0
Form type
3
Date filed
3/9/2023, 06:49 PM
Next filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGTI PGTI Common Stock 7.29K Feb 27, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 533 shares of unrestricted PGTI Common Stock and 6,758 shares of restricted PGTI Common Stock. The 6,758 shares of restricted PGTI Common Stock were granted under the Company's 2019 Equity and Incentive Compensation Plan (the "Plan"), and include (i) 1,500 shares granted on May 24, 2021, and are expected to vest in full on May 24, 2024; (ii) 1,518 shares granted as part of the Company's 2022 Long-Term Incentive Plan (the "2022 LTIP") on February 14, 2022, and are expected to vest in two equal installments on each of February 14, 2024 and February 14, 2025; (iii) 1,473 shares granted as part of the 2022 LTIP,
F2 (Cont'd from footnote 1)including 854 shares granted on February 14, 2022, and 619 shares granted on February 14, 2023, based on the Company's performance for its 2022 fiscal year, and are expected to vest in full on February 14, 2024; and (iv) 2,267 shares granted as part of the Company's 2023 Long-Term Incentive Plan on February 15, 2023, and are expected to vest in three equal installments on each of February 15, 2024, February 15, 2025 and February 15, 2026.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney