Sally Moore - Feb 1, 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role
EVP, Global Head of Strategy
Signature
/s/ Alma Montanez, Attorney-in-Fact
Stock symbol
SPGI
Transactions as of
Feb 1, 2023
Transactions value $
$636,680
Form type
4
Date filed
2/3/2023, 08:43 PM
Previous filing
Jan 4, 2023
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPGI Common Stock Options Exercise $1.2M +3.19K +47.09% $377.18 9.96K Feb 1, 2023 Direct
transaction SPGI Common Stock Tax liability -$565K -1.5K -15.06% $377.18 8.46K Feb 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPGI Restricted Stock Units Options Exercise $0 -3.19K -55.78% $0.00 2.53K Feb 1, 2023 Common Stock 3.19K $0.00 Direct F1, F2
holding SPGI Restricted Stock Units 515 Feb 1, 2023 Common Stock 515 $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2 As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.
F3 As previously reported, the reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.