Rutul R. Shah - 01 Oct 2022 Form 3 Insider Report for PRECIGEN, INC. (PGEN)

Role
Chief Operating Officer
Signature
/s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact
Issuer symbol
PGEN
Transactions as of
01 Oct 2022
Net transactions value
$0
Form type
3
Filing time
11 Oct 2022, 16:04:43 UTC
Next filing
30 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGEN Common Stock 52,895 01 Oct 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 4,944 $17.34 Direct F1
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 2,597 $45.69 Direct F1
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 2,510 $34.85 Direct F1
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 5,000 $21.38 Direct F1
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 4,000 $15.80 Direct F1
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 40,000 $8.60 Direct F2
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 60,000 $4.67 Direct F3
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 100,000 $8.17 Direct F4
holding PGEN Option to Purchase Common Stock (Right to Buy) 01 Oct 2022 Common Stock 200,000 $2.33 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options are fully vested.
F2 30,000 of the stock options are fully vested. The remaining stock options vest on June 18, 2023.
F3 30,000 of the stock options are fully vested. The remaining stock options vest in equal installments on each of July 16, 2023 and July 16, 2024.
F4 25,000 of the stock options are fully vested. The remaining stock options vest in equal installments on each of April 21, 2023, April 21, 2024 and April 21, 2025.
F5 These stock options vest in equal installments on each of February 2, 2023, February 2, 2024, February 2, 2025 and February 2, 2026.

Remarks:

Exhibit 24 - Power of Attorney