Key facts
- This page summarizes Scott Gordon's Form 4 filing for Silver Spike Investment Corp. (LIEN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 31 Aug 2022, 14:15.
Scott Gordon - 29 Aug 2022 Form 4 Insider Report for Silver Spike Investment Corp. (LIEN)
- Reporting relationship
- Chief Executive Officer, Director, 10%+ Owner
- Issuer ticker
- LIEN
- Reported as of
- 29 Aug 2022
- Net transaction value
- +$24,985
- SEC form
- 4
- Accepted by SEC
- 31 Aug 2022, 14:15:49 UTC
- Prior SEC filing
- 23 Jun 2022
- Next SEC filing
- 06 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gregory Gentile, on behalf of Scott Gordon (4)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott Gordon filed Form 4 for Silver Spike Investment Corp. (LIEN) on 31 Aug 2022.
Change
- Previous filing in this sequence was filed on 23 Jun 2022.
- Current net transaction value: +$24,985.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SSIC
transaction
Common Stock
Purchase
- Transaction value
- $2,387
- Shares
- +249
- Change %
- +1.7%
- Price
- $9.59
- Shares after
- 14,535
- Date
- 29 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
SSIC
transaction
Common Stock
Purchase
- Transaction value
- $22,597
- Shares
- +2,300
- Change %
- +16%
- Price
- $9.82
- Shares after
- 16,835
- Date
- 30 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
SSIC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,500,387
- Date
- 29 Aug 2022
- Ownership
- By: Silver Spike Capital, LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.4650 to $9.7500. Scott Gordon undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.7490 to $9.9900. Scott Gordon undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F3
Scott Gordon directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Silver Spike Capital, LLC. Mr. Gordon disclaims beneficial ownership of the shares of Common Stock owned by Silver Spike Capital, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
SEC remarks
4. Gregory Gentile is signing on behalf of Scott Gordon pursuant to the power of attorney dated July 21, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Gordon filed on February 3, 2022.