Alexander R. Rossi - 16 Aug 2022 Form 4 Insider Report for LIV Capital Acquisition Corp. II

Role: CEO & Chairman, Director
Signature: /s/ Mariana Romero, as attorney-in-fact for Alexander R. Rossi
Issuer symbol: N/A
Transactions as of: 16 Aug 2022
Net transactions value: $0
Form type: 4
Filing time: 18 Aug 2022, 20:03:11 UTC
Previous filing: 08 Feb 2022
Next filing: 26 Sep 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIVB	Class S Unit	Other		+523,417			523,417	16 Aug 2022	Class B Ordinary Shares	523,417		Direct	F1
transaction	LIVB	Class W Unit	Other		+1,336,667			1,336,667	16 Aug 2022	Warrants (right to buy)	1,336,667		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 17, 2022, LIV Capital Acquisition Corp. II, Covalto Ltd. and Covalto Merger Sub Ltd. entered into a Business Combination Agreement (the "Agreement"). In connection with, and prior to, the execution of the Agreement, LIV Capital Acquisition Sponsor II, L.P. granted to the Reporting Person Class S Units representing a right to receive Class B Ordinary Shares and Class W Units representing a right to receive private warrants representing the right to purchase ordinary shares.

Content

On August 17, 2022, LIV Capital Acquisition Corp. II, Covalto Ltd. and Covalto Merger Sub Ltd. entered into a Business Combination Agreement (the "Agreement"). In connection with, and prior to, the execution of the Agreement, LIV Capital Acquisition Sponsor II, L.P. granted to the Reporting Person Class S Units representing a right to receive Class B Ordinary Shares and Class W Units representing a right to receive private warrants representing the right to purchase ordinary shares.