| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SPGI | Common Stock | Sale | -$5.37M | -14.4K | -34.94% | $371.97 | 26.9K | Aug 4, 2022 | Direct | F1 |
| transaction | SPGI | Common Stock | Sale | -$1.22M | -3.26K | -12.12% | $372.65 | 23.6K | Aug 4, 2022 | Direct | F2 |
| holding | SPGI | Common Stock | 23.7K | Aug 4, 2022 | By Adam J. Kansler 2022 GRAT |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SPGI | Restricted Stock Units | 2.5K | Aug 4, 2022 | Common Stock | 2.5K | $0.00 | Direct | F3, F4 | |||||
| holding | SPGI | Restricted Stock Units | 13.2K | Aug 4, 2022 | Common Stock | 13.2K | $0.00 | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.46 to $372.38, inclusive. The reporting person undertakes to provide to S&P Global Inc. ("SPGI"), any security holder of SPGI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.50 to $372.96, inclusive. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock. |
| F4 | As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| F5 | As previously reported, these restricted stock units were acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), SPGI and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger, except that IHS Markit outstanding performance-based restricted stock units were converted based on target performance-vesting conditions lapsed with respect thereto. |