| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGEN | Common Stock | Options Exercise | +340,909 | +46% | 1,075,059 | 12 May 2022 | Direct | F1 | ||
| transaction | PGEN | Common Stock | Sale | $210,928 | -177,968 | -17% | $1.19 | 897,091 | 13 May 2022 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGEN | Restricted Stock Units | Options Exercise | $0 | -340,909 | -100% | $0.000000* | 0 | 12 May 2022 | Common Stock | 340,909 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| F2 | This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. |
| F3 | The RSUs were granted on March 18, 2022 and have vested in full. |