Robert B. Shapiro - Feb 22, 2022 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director
Signature
/s/ Robert B. Shapiro, by Donald P. Lehr, as attorney-in-fact
Stock symbol
PGEN
Transactions as of
Feb 22, 2022
Transactions value $
$62,999
Form type
4
Date filed
2/24/2022, 04:41 PM
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $63K +31K +16% $2.03 225K Feb 22, 2022 Direct F1
holding PGEN Common Stock 83K Feb 22, 2022 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +61.6K $0.00 61.6K Feb 22, 2022 Common Stock 61.6K Direct F3, F4
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +83.2K $0.00 83.2K Feb 22, 2022 Common Stock 83.2K $2.03 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the reporting person in lieu of an annual retainer of $63,000.
F2 Shares held in the Robert B. Shapiro Revocable Trust
F3 Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F4 The RSUs vest in full on February 22, 2023.