AES CORP - 28 Oct 2021 Form 3/A - Amendment Insider Report for Fluence Energy, Inc. (FLNC)

Role: 10%+ Owner
Signature: /s/ The AES Corporation, By: Jennifer V. Gillcrist, Assistant Secretary
Issuer symbol: FLNC
Transactions as of: 28 Oct 2021
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 07 Feb 2022, 15:05:46 UTC
Date Of Original Report: 28 Oct 2021
Next filing: 12 Dec 2023
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FLNC	LLC Units of Fluence Energy, LLC							28 Oct 2021	Class A Common Stock	58,586,695		See Footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The LLC Units of Fluence Energy, LLC ("OpCo Units") and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.
F2	The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of the AES Corporation.