Patrick Machado - 01 Oct 2021 Form 3 Insider Report for Roivant Sciences Ltd. (ROIV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
01 Oct 2021, 17:43:55 UTC
Prior SEC filing
25 Jun 2021
Next SEC filing
14 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Jo Chen, as Attorney-in-Fact for Patrick Machado
Filing notes and source

Key filing fact

Patrick Machado filed Form 3 for Roivant Sciences Ltd. (ROIV) on 01 Oct 2021.

Key facts

  • This page summarizes Patrick Machado's Form 3 filing for Roivant Sciences Ltd. (ROIV).
  • 0 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 01 Oct 2021, 17:43.

Change

  • Previous filing in this sequence was filed on 25 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROIV holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Oct 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
170,167
Exercise price
$5.19
Footnotes
F1
ROIV holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Oct 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
109,732
Exercise price
$7.43
Footnotes
F1
ROIV holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Oct 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
109,732
Exercise price
$11.19
Footnotes
F2, F5
ROIV holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Oct 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
109,732
Exercise price
$12.68
Footnotes
F3, F5
ROIV holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Oct 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
109,732
Exercise price
$10.00
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Award of stock options to purchase Common Shares that is fully vested.

Footnote F2

Award of stock options to purchase Common Shares with a vesting commencement date of November 30, 2018.

Footnote F3

Award of stock options to purchase Common Shares with a vesting commencement date of November 30, 2019.

Footnote F4

Award of stock options to purchase Common Shares with a vesting commencement date of December 27, 2019.

Footnote F5

Awards of stock options to purchase Common Shares vest and become exercisable (i) 33% on the first anniversary of the applicable vesting commencement date and (ii) in 24 equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

SEC remarks

Exhibit 24 - Power of Attorney

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