Frank T. Watkins - Sep 21, 2021 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney-in-fact for Frank T. Watkins
Stock symbol
SWAV
Transactions as of
Sep 21, 2021
Transactions value $
-$877,678
Form type
4
Date filed
9/23/2021, 08:52 PM
Previous filing
Aug 19, 2021
Next filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Sale -$112K -522 -0.77% $215.32 67.3K Sep 21, 2021 Direct F1, F2
transaction SWAV Common Stock Sale -$146K -675 -1% $216.19 66.6K Sep 21, 2021 Direct F3
transaction SWAV Common Stock Sale -$84.3K -388 -0.58% $217.24 66.2K Sep 21, 2021 Direct F4
transaction SWAV Common Stock Sale -$48.7K -223 -0.34% $218.36 66K Sep 21, 2021 Direct F5
transaction SWAV Common Stock Sale -$35.1K -160 -0.24% $219.19 65.8K Sep 21, 2021 Direct F6
transaction SWAV Common Stock Sale -$7.09K -32 -0.05% $221.63 65.8K Sep 21, 2021 Direct F7
transaction SWAV Common Stock Sale -$1.79K -8 -0.01% $223.91 65.8K Sep 21, 2021 Direct F8
transaction SWAV Common Stock Sale -$10.1K -47 -0.07% $215.19 65.7K Sep 22, 2021 Direct F9
transaction SWAV Common Stock Sale -$42K -193 -0.29% $217.55 65.6K Sep 22, 2021 Direct F10
transaction SWAV Common Stock Sale -$64.4K -295 -0.45% $218.47 65.3K Sep 22, 2021 Direct F11
transaction SWAV Common Stock Sale -$14.5K -66 -0.1% $219.95 65.2K Sep 22, 2021 Direct F12
transaction SWAV Common Stock Sale -$25.5K -115 -0.18% $221.92 65.1K Sep 22, 2021 Direct F13
transaction SWAV Common Stock Sale -$79.5K -357 -0.55% $222.70 64.7K Sep 22, 2021 Direct F14
transaction SWAV Common Stock Sale -$77.4K -346 -0.53% $223.75 64.4K Sep 22, 2021 Direct F15
transaction SWAV Common Stock Sale -$87.8K -391 -0.61% $224.68 64K Sep 22, 2021 Direct F16
transaction SWAV Common Stock Sale -$41.1K -182 -0.28% $225.59 63.8K Sep 22, 2021 Direct F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 16, 2020.
F2 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $214.76 to $215.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $215.87 to $216.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $216.89 to $217.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $217.89 to $218.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.96 to $219.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F7 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $221.62 to $221.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F8 The price reported in Column 4 is a weighted average price. All of the reported securities in this row were sold at $223.91.
F9 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $215.11 to $215.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F10 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $217.05 to $218.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F11 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.10 to $219.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F12 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $219.52 to $220.38. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F13 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $221.20 to $222.19. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F14 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $222.20 to $223.13. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F15 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $223.23 to $224.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F16 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $224.25 to $225.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F17 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $225.25 to $225.83. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.