George Kurtz - 20 Sep 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Signature
/s/ Remie Solano, as Attorney-in-Fact for George Kurtz
Issuer symbol
CRWD
Transactions as of
20 Sep 2021
Net transactions value
-$17,581,881
Form type
4
Filing time
22 Sep 2021, 16:48:28 UTC
Previous filing
01 Sep 2021
Next filing
08 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security +57,856 +6.6% 934,476 21 Sep 2021 Direct F1, F2
transaction CRWD Class A common stock Sale $430,967 -1,700 -0.18% $253.51 932,776 21 Sep 2021 Direct F2, F3
transaction CRWD Class A common stock Sale $636,625 -2,500 -0.27% $254.65 930,276 21 Sep 2021 Direct F2, F4
transaction CRWD Class A common stock Sale $3,660,251 -14,304 -1.5% $255.89 915,972 21 Sep 2021 Direct F2, F5
transaction CRWD Class A common stock Sale $6,118,992 -23,852 -2.6% $256.54 892,120 21 Sep 2021 Direct F2, F6
transaction CRWD Class A common stock Sale $2,382,198 -9,243 -1% $257.73 882,877 21 Sep 2021 Direct F2, F7
transaction CRWD Class A common stock Sale $3,861,266 -14,932 -1.7% $258.59 867,945 21 Sep 2021 Direct F2, F8
transaction CRWD Class A common stock Sale $491,582 -1,895 -0.22% $259.41 866,050 21 Sep 2021 Direct F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Restricted Stock Units Options Exercise $0 -131,996 -9.7% $0.000000 1,231,962 20 Sep 2021 Class B common stock 131,996 $0.000000 Direct F10, F11
transaction CRWD Class B common stock Options Exercise $0 +131,996 +8% $0.000000 1,786,258 20 Sep 2021 Class A common stock 131,996 $0.000000 Direct F12, F13
transaction CRWD Class B common stock Conversion of derivative security $0 -57,856 -3.2% $0.000000 1,728,402 21 Sep 2021 Class A common stock 57,856 $0.000000 Direct F12, F13
holding CRWD Class B common stock 7,779,837 20 Sep 2021 Class A common stock 7,779,837 $0.000000 Kurtz 2009 Spendthrift Trust F12, F14
holding CRWD Class B common stock 1,771,038 20 Sep 2021 Class A common stock 1,771,038 $0.000000 Allegra Kurtz Irrevocable Gift Trust F12, F14
holding CRWD Class B common stock 1,771,038 20 Sep 2021 Class A common stock 1,771,038 $0.000000 Alexander Kurtz Irrevocable Gift Trust F12, F14
holding CRWD Class B common stock 100,000 20 Sep 2021 Class A common stock 100,000 $0.000000 Kurtz Family Dynasty Trust F12, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units.
F3 This transaction was executed in multiple trades at prices ranging from $252.975 to $253.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $254.03 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $255.12 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $256.12 to $257.105. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $257.12 to $258.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $258.17 to $259.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $259.19 to $259.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 RSUs convert into Class B common stock on a one-for-one basis.
F11 Represents RSUs that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
F12 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F13 All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase.
F14 The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Remarks:

All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.