| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Options Exercise | $38.2K | +2.25K | +4.91% | $17.00* | 48K | Sep 1, 2021 | Direct | F1 |
| transaction | SWAV | Common Stock | Options Exercise | $1.01K | +251 | +0.52% | $4.03* | 48.3K | Sep 1, 2021 | Direct | F1 |
| transaction | SWAV | Common Stock | Sale | -$38.2K | -179 | -0.37% | $213.13 | 48.1K | Sep 1, 2021 | Direct | F1, F2 |
| transaction | SWAV | Common Stock | Sale | -$42.9K | -200 | -0.42% | $214.33 | 47.9K | Sep 1, 2021 | Direct | F1, F3 |
| transaction | SWAV | Common Stock | Sale | -$21.6K | -100 | -0.21% | $215.75 | 47.8K | Sep 1, 2021 | Direct | F1, F4 |
| transaction | SWAV | Common Stock | Sale | -$374K | -1.72K | -3.6% | $217.49 | 46.1K | Sep 1, 2021 | Direct | F1, F5 |
| transaction | SWAV | Common Stock | Sale | -$65.4K | -300 | -0.65% | $218.14 | 45.8K | Sep 1, 2021 | Direct | F1, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -251 | -8.33% | $0.00 | 2.76K | Sep 1, 2021 | Common Stock | 251 | $4.03 | Direct | F1, F7, F9 |
| transaction | SWAV | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -2.25K | -8.33% | $0.00 | 24.7K | Sep 1, 2021 | Common Stock | 2.25K | $17.00 | Direct | F1, F8, F10 |
| Id | Content |
|---|---|
| F1 | All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 8/8/2019. |
| F2 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $212.85 to $213.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F3 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $214.31 to $214.34. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F4 | The reported securities were sold at a price of $215.75 |
| F5 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $216.92 to $217.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F6 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.08 to $218.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F7 | 1/48th of the shares subject to the option shall vest monthly from 07/19/2018. |
| F8 | 1/48th of the shares subject to the option shall vest monthly from 03/06/2019. |
| F9 | The holdings reported on 4/19/2021 for this option were inadvertently reported as 5,066 and should have been reported as 4,724. The holdings in this form are correct. |
| F10 | The holdings reported on 6/1/2021 for this option were inadvertently reported as 31,665 and should have been reported as 30,808. The holdings in this form are correct. |