Mark Zuckerberg - Aug 24, 2021 Form 4 Insider Report for Facebook Inc (META)

Signature
/s/ Michael Johnson, attorney-in-fact for Mark Zuckerberg
Stock symbol
META
Transactions as of
Aug 24, 2021
Transactions value $
-$28,279,314
Form type
4
Date filed
8/25/2021, 08:18 PM
Previous filing
Aug 25, 2021
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction META Class A Common Stock Conversion of derivative security $0 +56K $0.00 56K Aug 24, 2021 By CZI Holdings, LLC F1
transaction META Class A Common Stock Sale -$490K -1.35K -2.41% $362.74 54.6K Aug 24, 2021 By CZI Holdings, LLC F1, F2, F3
transaction META Class A Common Stock Sale -$1.97M -5.42K -9.92% $363.91 49.2K Aug 24, 2021 By CZI Holdings, LLC F1, F2, F4
transaction META Class A Common Stock Sale -$1.99M -5.47K -11.1% $364.87 43.8K Aug 24, 2021 By CZI Holdings, LLC F1, F2, F5
transaction META Class A Common Stock Sale -$9.16M -25K -57.2% $365.90 18.7K Aug 24, 2021 By CZI Holdings, LLC F1, F2, F6
transaction META Class A Common Stock Sale -$6.3M -17.2K -91.74% $366.74 1.55K Aug 24, 2021 By CZI Holdings, LLC F1, F2, F7
transaction META Class A Common Stock Sale -$569K -1.55K -100% $367.55 0 Aug 24, 2021 By CZI Holdings, LLC F1, F2, F8
transaction META Class A Common Stock Sale -$441K -1.21K -0.09% $363.47 1.31M Aug 24, 2021 By Chan Zuckerberg Initiative Foundation F9, F10, F11
transaction META Class A Common Stock Sale -$454K -1.25K -0.09% $364.32 1.31M Aug 24, 2021 By Chan Zuckerberg Initiative Foundation F9, F11, F12
transaction META Class A Common Stock Sale -$1.55M -4.25K -0.32% $365.59 1.31M Aug 24, 2021 By Chan Zuckerberg Initiative Foundation F9, F11, F13
transaction META Class A Common Stock Sale -$2.55M -6.97K -0.53% $366.41 1.3M Aug 24, 2021 By Chan Zuckerberg Initiative Foundation F9, F11, F14
transaction META Class A Common Stock Sale -$487K -1.33K -0.1% $367.34 1.3M Aug 24, 2021 By Chan Zuckerberg Initiative Foundation F9, F11, F15
transaction META Class A Common Stock Conversion of derivative security $0 +6.3K $0.00 6.3K Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16
transaction META Class A Common Stock Sale -$128K -353 -5.6% $363.15 5.95K Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F17, F18
transaction META Class A Common Stock Sale -$241K -661 -11.11% $364.28 5.29K Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F17, F19
transaction META Class A Common Stock Sale -$740K -2.02K -38.29% $365.61 3.26K Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F17, F20
transaction META Class A Common Stock Sale -$922K -2.52K -77.13% $366.41 746 Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F17, F21
transaction META Class A Common Stock Sale -$274K -746 -100% $367.30 0 Aug 24, 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F17, F22

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction META Class B Common Stock Conversion of derivative security $0 -56K -0.02% $0.00 348M Aug 24, 2021 Class A Common Stock 56K By CZI Holdings, LLC F1, F23
transaction META Class B Common Stock Conversion of derivative security $0 -6.3K -0.13% $0.00 4.7M Aug 24, 2021 Class A Common Stock 6.3K By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F16, F23
holding META Class B Common Stock 1.91M Aug 24, 2021 Class A Common Stock 1.91M By Chan Zuckerberg Initiative Foundation F11, F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F2 The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.33 to $363.01 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.36 to $364.355 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.38 to $365.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.38 to $366.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.38 to $367.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.40 to $367.80 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan.
F10 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.96 to $363.85 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.
F12 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.00 to $364.935 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.01 to $366.005 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.01 to $366.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.03 to $367.92 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
F17 The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.
F18 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.84 to $363.505 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.00 to $364.655 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.00 to $365.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.01 to $366.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.08 to $367.575 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23 The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.