| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Options Exercise | $10.5K | +1.56K | +2.63% | $6.71* | 61K | Aug 16, 2021 | Direct | F1 |
| transaction | SWAV | Common Stock | Options Exercise | $9.81K | +2.44K | +4% | $4.03* | 63.4K | Aug 16, 2021 | Direct | F1 |
| transaction | SWAV | Common Stock | Sale | -$165K | -900 | -1.42% | $183.24 | 62.5K | Aug 16, 2021 | Direct | F2 |
| transaction | SWAV | Common Stock | Sale | -$110K | -600 | -0.96% | $183.81 | 61.9K | Aug 16, 2021 | Direct | F3 |
| transaction | SWAV | Common Stock | Sale | -$23.7K | -128 | -0.21% | $185.04 | 61.8K | Aug 16, 2021 | Direct | F4 |
| transaction | SWAV | Common Stock | Sale | -$150K | -800 | -1.29% | $187.29 | 61K | Aug 16, 2021 | Direct | F5 |
| transaction | SWAV | Common Stock | Sale | -$19.2K | -102 | -0.17% | $188.31 | 60.9K | Aug 16, 2021 | Direct | F6 |
| transaction | SWAV | Common Stock | Sale | -$152K | -800 | -1.31% | $190.08 | 60.1K | Aug 16, 2021 | Direct | F7 |
| transaction | SWAV | Common Stock | Sale | -$128K | -670 | -1.11% | $190.87 | 59.4K | Aug 16, 2021 | Direct | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -1.56K | -2.78% | $0.00 | 54.8K | Aug 16, 2021 | Common Stock | 1.56K | $6.71 | Direct | F9 |
| transaction | SWAV | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -2.44K | -4.3% | $0.00 | 54.2K | Aug 16, 2021 | Common Stock | 2.44K | $4.03 | Direct | F10, F11 |
| Id | Content |
|---|---|
| F1 | All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/14/2021. |
| F2 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $182.58 to $183.55. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F3 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $183.58 to $184.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F4 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $184.98 to $185.26. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F5 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $186.89 to $187.77. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F6 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $188.27 to $188.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F7 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $189.50 to $190.38. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F8 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $190.59 to $191.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F9 | Twenty-five percent of the shares subject to the option vested on 11/9/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months. |
| F10 | Twenty-five percent of the shares subject to the option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months. |
| F11 | Due to a clerical error, the Form 4 which was filed by the reporting person on December 16, 2020 incorrectly stated that the holdings for this option was 42,345. The actual number of holdings was 68,345. The current holdings have been updated to reflect this correction. |