Carlos Alberto Rohm Campos - Aug 13, 2021 Form 4 Insider Report for LIV Capital Acquisition Corp. (AGIL)

Role: Director
Signature: /s/ Mariana Romero, as attorney-in-fact for Carlos Alberto Rohm Campos
Stock symbol: AGIL
Transactions as of: Aug 13, 2021
Transactions value $: $0
Form type: 4
Date filed: 8/16/2021, 06:34 PM
Next filing: Sep 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AGIL	Class B ordinary shares, $0.0001 par value per share	Other		+40K			40K	Aug 13, 2021	Class A Ordinary Shares	40K		Direct	F1, F2
transaction	AGIL	Private Placement Warrants	Award		+15K			15K	Aug 13, 2021	Class A Ordinary Shares	15K		Direct	F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As described in the Issuer's registration statement on Form S-1 (File No. 333-234799) filed with the Securities and Exchange Commission on November 20, 2019 (the "Registration Statement") under the heading "Description of Securities - Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis concurrently with or immediately following the consummation of the Issuer's initial business combination, subject to adjustment as described in the Registration Statement. The Class B ordinary shares have no expiration date.
F2	Reflects the transfer of Class B ordinary shares to the Reporting Person from LIV Capital Acquisition Sponsor, L.P., the sponsor of the Issuer (the "Sponsor"), for services performed by the Reporting Person to the Issuer.
F3	Pursuant to that certain Sponsor Warrants Purchase Agreement, dated December 10, 2019, by and between the Issuer and the Sponsor, the Sponsor acquired from the Issuer 2,811,250 warrants of the Issuer (each, a "Private Placement Warrant"), as described in the Registration Statement.
F4	As described in the Issuer's Registration Statement under the heading "Description of Securities - Warrants", each Private Placement Warrant is exercisable to purchase one Class A ordinary share of the Issuer at an exercise price of $11.50 per share, subject to certain anti-dilution adjustments as described in the Registration Statement. The Private Placement Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the Issuer's initial public offering ("IPO"). As described in the Registration Statement, the Private Placement Warrants are identical to the warrants sold in connection with the Issuer's IPO, except that the Private Placement Warrants (so long as they are held by the Sponsor or its permitted transferees) (i) will not be redeemable by the Issuer and (ii) may be exercised by the holders on a cash or cashless basis at the holders' option.
F5	The Private Placement Warrants will expire upon the fifth anniversary of the completion of Issuer's initial business combination, at 5:00 p.m. New York City time, or earlier upon redemption or liquidation.