Laura A. Francis - 24 Jun 2021 Form 4 Insider Report for Shockwave Medical, Inc.

Role
Director
Signature
/s/ Trinh Phung, as attorney-in-fact for Laura Francis
Issuer symbol
N/A
Transactions as of
24 Jun 2021
Net transactions value
-$290,115
Form type
4
Filing time
25 Jun 2021, 18:15:40 UTC
Previous filing
16 Jun 2021
Next filing
09 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $9,885 +1,500 $6.59* 1,500 24 Jun 2021 David and Laura Francis Joint Rev Trust F1
transaction SWAV Common Stock Sale $300,000 -1,500 -100% $200.00 0 24 Jun 2021 David and Laura Francis Joint Rev Trust F1
holding SWAV Common Stock 2,701 24 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Employee Stock Option (Right to Buy) Options Exercise $0 -1,500 -6.9% $0.000000 20,390 24 Jun 2021 Common Stock 1,500 $6.59 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/14/2021.
F2 1/36th of the shares subject to the option shall vest monthly from 1/3/19.