Laura Francis - Jun 24, 2021 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Trinh Phung, as attorney-in-fact for Laura Francis
Stock symbol
SWAV
Transactions as of
Jun 24, 2021
Transactions value $
-$290,115
Form type
4
Date filed
6/25/2021, 06:15 PM
Previous filing
Jun 16, 2021
Next filing
Jul 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $9.89K +1.5K $6.59* 1.5K Jun 24, 2021 David and Laura Francis Joint Rev Trust F1
transaction SWAV Common Stock Sale -$300K -1.5K -100% $200.00 0 Jun 24, 2021 David and Laura Francis Joint Rev Trust F1
holding SWAV Common Stock 2.7K Jun 24, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Employee Stock Option (Right to Buy) Options Exercise $0 -1.5K -6.85% $0.00 20.4K Jun 24, 2021 Common Stock 1.5K $6.59 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/14/2021.
F2 1/36th of the shares subject to the option shall vest monthly from 1/3/19.