Jack A. Pacheco - Jun 21, 2021 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
EVP, COO, Pres SMART Mem
Signature
/s/ Anne Kuykendall as attorney-in-fact for Jack A. Pacheco
Stock symbol
SGH
Transactions as of
Jun 21, 2021
Transactions value $
-$168,108
Form type
4
Date filed
6/23/2021, 07:02 PM
Previous filing
May 24, 2021
Next filing
Jul 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Options Exercise $162K +7.5K +8.23% $21.55 98.7K Jun 21, 2021 Direct
transaction SGH Ordinary Shares Sale -$330K -7.5K -7.6% $43.96 91.2K Jun 21, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGH Employee Stock Option (right to buy) Options Exercise $0 -7.5K -12% $0.00 55K Jun 21, 2021 Ordinary Shares 7.5K $21.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
F2 This transaction was executed in multiple trades at prices ranging from $43.73 to $44.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.