Antoine Papiernik - May 26, 2021 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney-in-fact for Antoine Papiernik
Stock symbol
SWAV
Transactions as of
May 26, 2021
Transactions value $
-$18,848,591
Form type
4
Date filed
6/1/2021, 09:21 PM
Next filing
Jul 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Sale -$1.27M -7.6K -3.27% $167.28 225K May 26, 2021 By Sofinnova Capital VII FCPR F1, F2
transaction SWAV Common Stock Sale -$1.73M -10.3K -4.58% $168.04 214K May 26, 2021 By Sofinnova Capital VII FCPR F2, F3
transaction SWAV Common Stock Sale -$982K -5.81K -2.71% $169.02 209K May 26, 2021 By Sofinnova Capital VII FCPR F2, F4
transaction SWAV Common Stock Sale -$1.21M -7.1K -3.4% $170.01 201K May 26, 2021 By Sofinnova Capital VII FCPR F2, F5
transaction SWAV Common Stock Sale -$668K -3.9K -1.94% $171.15 198K May 26, 2021 By Sofinnova Capital VII FCPR F2, F6
transaction SWAV Common Stock Sale -$5.81M -33.8K -17.09% $172.05 164K May 26, 2021 By Sofinnova Capital VII FCPR F2, F7
transaction SWAV Common Stock Sale -$1.54M -8.89K -5.43% $172.75 155K May 26, 2021 By Sofinnova Capital VII FCPR F2, F8
transaction SWAV Common Stock Sale -$321K -1.9K -1.23% $168.93 153K May 27, 2021 By Sofinnova Capital VII FCPR F2, F9
transaction SWAV Common Stock Sale -$1.04M -6.1K -3.99% $169.91 147K May 27, 2021 By Sofinnova Capital VII FCPR F2, F10
transaction SWAV Common Stock Sale -$1.01M -5.89K -4.01% $170.83 141K May 27, 2021 By Sofinnova Capital VII FCPR F2, F11
transaction SWAV Common Stock Sale -$996K -5.8K -4.11% $171.78 135K May 27, 2021 By Sofinnova Capital VII FCPR F2, F12
transaction SWAV Common Stock Sale -$373K -2.16K -1.6% $172.76 133K May 27, 2021 By Sofinnova Capital VII FCPR F2, F13
transaction SWAV Common Stock Sale -$139K -800 -0.6% $173.49 132K May 27, 2021 By Sofinnova Capital VII FCPR F2
transaction SWAV Common Stock Sale -$166K -941 -0.71% $176.52 131K May 28, 2021 By Sofinnova Capital VII FCPR F2, F14
transaction SWAV Common Stock Sale -$825K -4.66K -3.55% $177.18 127K May 28, 2021 By Sofinnova Capital VII FCPR F2, F15
transaction SWAV Common Stock Sale -$784K -4.4K -3.47% $178.17 122K May 28, 2021 By Sofinnova Capital VII FCPR F2, F16
holding SWAV Common Stock 2.7K May 26, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $166.62 to $167.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. to $167.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2 Represents shares directly held by Sofinnova Capital VII FCPR. The reporting person is one of the managing partners of Sofinnova Partners SAS, a French corporation and the management company of Sofinnova Capital VII FCPR. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $167.63 to $168.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $168.64 to $ 169.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $169.66 to $ 170.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $ 170.65 to $ 171.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F7 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $ 171.64 to $ 172.63. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F8 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $ 172.64 to $ 172.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F9 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $168.34 to $169.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F10 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $169.34 to $170.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F11 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $170.39 to $171.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F12 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $171.42 to $172.38. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F13 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $172.48 to $172.97. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F14 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $175.73 to $176.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F15 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $176.73 to $177.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F16 The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $177.73 to $178.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.