Isaac Zacharias - 26 May 2021 Form 4 Insider Report for Shockwave Medical, Inc.

Role: Chief Commercial Officer
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 26 May 2021
Net transactions value: +$36,234
Form type: 4
Filing time: 27 May 2021, 20:53:46 UTC
Previous filing: 17 May 2021
Next filing: 16 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$36,234	+9,000	+18%	$4.03^*	59,420	26 May 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Employee Stock Option (Right to Buy)	Options Exercise	$0	-9,000	-23%	$0.000000	30,613	26 May 2021	Common Stock	9,000	$4.03	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 9/10/2020.
F2	Twenty-five percent of the shares subject to the option vested on 3/1/2019 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.