BRIAN R. SMITH - 08 Aug 2024 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role: Director, 10%+ Owner
Signature: /s/ Brian R. Smith
Issuer symbol: ALKT
Transactions as of: 08 Aug 2024
Net transactions value: -$51,950,010
Form type: 4
Filing time: 12 Aug 2024, 17:31:18 UTC
Previous filing: 09 Jul 2024
Next filing: 08 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALKT	Common Stock	Sale	$2,597,490	-83,333	-9.6%	$31.17	784,549	08 Aug 2024	Direct	F1
transaction	ALKT	Common Stock	Sale	$49,352,521	-1,583,334	-8.5%	$31.17	16,949,490	08 Aug 2024	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering.
F2	Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.

Content

The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering.

Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.