Joe D. Staggs - 01 Sep 2022 Form 3/A - Amendment Insider Report for SWK Holdings Corp (SWKH)

Role: PRESIDENT
Signature: /s/ Yvette Heinrichson, as attorney-in-fact
Issuer symbol: SWKH
Transactions as of: 01 Sep 2022
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 16 Sep 2022, 16:55:43 UTC
Date Of Original Report: 12 Sep 2022
Next filing: 16 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SWKH	Common Stock						16,892	01 Sep 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SWKH	Employee Stock Option (right to buy)							01 Sep 2022	Common Stock	15,000	$9.61	Direct	F1
holding	SWKH	Employee Stock Option (right to buy)							01 Sep 2022	Common Stock	18,750	$12.50	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These options are fully vested and exercisable.
F2	This Form 3 amends the Form 3 that was filed on September 12, 2022. Due to an administrative error, 2,996 shares were inadvertently omitted from the total amount of securities beneficially owned by the reporting person.