Laurie L. Dotter - 31 Mar 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Laurie L. Dotter
Issuer symbol
SWKH
Transactions as of
31 Mar 2022
Net transactions value
+$28,848
Form type
4
Filing time
04 Apr 2022, 17:14:09 UTC
Previous filing
22 Feb 2022
Next filing
05 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $28,848 +1,709 $16.88 1,709 31 Mar 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the following compensation for Reporting Person's services as a director based on the $16.88 closing price of the common stock on March 31, 2022: (i) 250 shares, (ii) 510 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation and (iii) 949 restricted shares, which will fully vest on October 1,2022.