Winston L. Black III - Dec 31, 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role: Chief Executive Officer
Signature: /s/ Winston L Black III
Stock symbol: SWKH
Transactions as of: Dec 31, 2021
Transactions value $: -$367,461
Form type: 4
Date filed: 1/3/2022, 03:40 PM
Next filing: Sep 7, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWKH	Common Stock	Options Exercise	$623K	+75K	+143.97%	$8.30	127K	Dec 31, 2021	Direct
transaction	SWKH	Common Stock	Tax liability	-$990K	-50.4K	-39.68%	$19.63	76.7K	Dec 31, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWKH	Employee Stock Option (right to buy)	Options Exercise	$0	-75K	-100%	$0.00^*	0	Dec 31, 2021	Common Stock	75K	$8.30	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld for exercise price and taxes upon the exercise of stock options and for taxes upon the vesting of restricted stock awarded to reporting person.