GENERAL ELECTRIC CO - 13 Oct 2021 Form 4 Insider Report for Baker Hughes Co (BKR)

Signature
/s/ Christoph A. Pereira, Authorized Signatory
Issuer symbol
BKR
Transactions as of
13 Oct 2021
Net transactions value
$0
Form type
4
Filing time
14 Oct 2021, 06:11:07 UTC
Previous filing
06 Oct 2021
Next filing
04 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKR Class B Common Stock Options Exercise -4,197,639 -2.5% 166,645,919 13 Oct 2021 See footnote F1, F3
transaction BKR Class A Common Stock Options Exercise +4,197,639 +9.7% 47,380,978 13 Oct 2021 See footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BKR Common Unit Options Exercise -4,197,639 -2.5% 166,645,919 13 Oct 2021 Class A Common Stock 4,197,639 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.
F2 The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).
F3 The Reporting Person holds these securities through a wholly-owned subsidiary.