Brian Hartman - Aug 8, 2017 Form 3 Insider Report for ALJ REGIONAL HOLDINGS INC (ALJJ)

Role
Chief Financial Officer
Signature
/s/ Brian Hartman
Stock symbol
ALJJ
Transactions as of
Aug 8, 2017
Transactions value $
$0
Form type
3
Date filed
8/27/2021, 06:59 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALJJ Options Aug 8, 2017 Common Stock 150K $3.26 Direct F1
holding ALJJ Options Aug 8, 2017 Common Stock 150K $2.10 Direct F2
holding ALJJ Options Aug 8, 2017 Common Stock 40K $1.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying this option vested in three equal installments on each of August 8, 2018, 2019 and 2020.
F2 The shares underlying this option vested in three equal installments on each of August 9, 2019, 2021 and 2021.
F3 The shares underlying this option vest, subject to continued employment, in three equal installments on each of August 20, 2022, 2023, and 2024.