John Pavlish - Sep 29, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
Senior VP/Chief Tech Officer
Signature
/s/ John Pavlish
Stock symbol
MEEC
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 09:39 AM
Previous filing
Aug 1, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $3.58K +13.8K +1.29% $0.26 1.08M Sep 29, 2023 Direct F1
transaction MEEC Common Stock Tax liability -$3.58K -9.11K -0.84% $0.39 1.07M Sep 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -13.8K -100% $0.00* 0 Sep 29, 2023 Common Stock 13.8K $0.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,109 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 4,641 shares of common stock being issued to the Reporting Person on a net basis.