David M. Kaye - Jul 28, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role: Director
Signature: /s/ David M. Kaye
Stock symbol: MEEC
Transactions as of: Jul 28, 2023
Transactions value $: $0
Form type: 4
Date filed: 8/1/2023, 04:41 PM
Previous filing: Jun 30, 2023
Next filing: Oct 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MEEC	Common Stock	Options Exercise	$1.06K	+6.25K	+2.42%	$0.17	264K	Jul 28, 2023	Direct	F1
transaction	MEEC	Common Stock	Tax liability	-$1.06K	-3.21K	-1.21%	$0.33	261K	Jul 28, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MEEC	Stock Option (Right to Buy)	Options Exercise	$0	-6.25K	-100%	$0.00^*	0	Jul 28, 2023	Common Stock	6.25K	$0.17	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 3,209 shares were withheld by the Issuer with a VWAP of $0.3311 per share to pay the exercise price of $0.17 per share, resulting in 3,041 shares of common stock being issued to the Reporting Person on a net basis.