Christopher Greenberg - May 1, 2021 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Signature
/s/ Christopher Greenberg
Stock symbol
MEEC
Transactions as of
May 1, 2021
Transactions value $
-$1
Form type
4
Date filed
5/7/2021, 05:07 PM
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $10.5K +25K +0.61% $0.42 4.09M May 1, 2021 Direct F1
transaction MEEC Common Stock Tax liability -$10.5K -9.13K -0.22% $1.15 4.08M May 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 May 1, 2021 Common Stock 25K $0.42 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 25,000 shares of common stock, pursuant to which 9,131 shares were withheld by the Issuer at a market price of $1.15 per share to pay the exercise price of $0.42 per share, resulting in 15,869 shares of common stock being issued to the Reporting Person on a net basis.