Alicia Hammersmith - Aug 9, 2023 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
President - Services Group
Signature
David L. DeNinno, POA for Alicia M. Hammersmith
Stock symbol
WAB
Transactions as of
Aug 9, 2023
Transactions value $
-$270,757
Form type
4
Date filed
8/11/2023, 03:57 PM
Previous filing
Aug 11, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock Options Exercise $31K +396 +16.61% $78.33 2.78K Aug 9, 2023 Direct
transaction WAB Common Stock Options Exercise $29.6K +364 +13.09% $81.21 3.14K Aug 9, 2023 Direct
transaction WAB Common Stock Sale -$86.5K -760 -24.17% $113.82 2.38K Aug 9, 2023 Direct F1
transaction WAB Common Stock Sale -$184K -1.62K -67.87% $113.88 766 Aug 9, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Non-Qualified Stock Option Options Exercise -$31K -396 -100% $78.33 0 Aug 9, 2023 Common Stock 396 $78.33 Direct
transaction WAB Non-Qualified Stock Option Options Exercise -$29.6K -364 -50% $81.21 364 Aug 9, 2023 Common Stock 364 $81.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $113.7699 to $113.83 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $113.87 to $113.88 inclusive. The reporting person undertakes to provide Wabtec, any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3 1,092 options granted in February 2021 vest 33.3% per year beginning February, 2022.