Lilian Leroux - 01 Mar 2023 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
President, Transit Group
Signature
David L. DeNinno, POA for Lilian Leroux
Issuer symbol
WAB
Transactions as of
01 Mar 2023
Net transactions value
-$329,693
Form type
4
Filing time
03 Mar 2023, 15:16:40 UTC
Previous filing
18 Mar 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock Options Exercise $0 +3,143 +66% $0.000000 7,879 01 Mar 2023 Direct
transaction WAB Common Stock Disposed to Issuer $329,693 -3,143 -40% $104.90 4,736 01 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Phantom Stock Options Exercise $0 -1,171 -100% $0.000000* 0 01 Mar 2023 Common Stock 1,171 Direct F1
transaction WAB Phantom Stock Options Exercise $0 -1,131 -50% $0.000000 1,130 01 Mar 2023 Common Stock 1,131 Direct F2, F3
transaction WAB Phantom Stock Options Exercise $0 -841 -33% $0.000000 1,680 01 Mar 2023 Common Stock 841 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F2 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F3 Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2022.
F4 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F5 Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2023.