Lilian Leroux - Mar 1, 2023 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
President, Transit Group
Signature
David L. DeNinno, POA for Lilian Leroux
Stock symbol
WAB
Transactions as of
Mar 1, 2023
Transactions value $
-$329,693
Form type
4
Date filed
3/3/2023, 03:16 PM
Previous filing
Mar 18, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock Options Exercise $0 +3.14K +66.36% $0.00 7.88K Mar 1, 2023 Direct
transaction WAB Common Stock Disposed to Issuer -$330K -3.14K -39.89% $104.90 4.74K Mar 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Phantom Stock Options Exercise $0 -1.17K -100% $0.00* 0 Mar 1, 2023 Common Stock 1.17K Direct F1
transaction WAB Phantom Stock Options Exercise $0 -1.13K -50.02% $0.00 1.13K Mar 1, 2023 Common Stock 1.13K Direct F2, F3
transaction WAB Phantom Stock Options Exercise $0 -841 -33.36% $0.00 1.68K Mar 1, 2023 Common Stock 841 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F2 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F3 Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2022.
F4 Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
F5 Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2023.