Nalin Jain - Nov 14, 2022 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
President, Digital Electronics
Signature
David L. DeNinno, POA for Nalin Jain
Stock symbol
WAB
Transactions as of
Nov 14, 2022
Transactions value $
-$194,525
Form type
4
Date filed
11/15/2022, 02:26 PM
Previous filing
Dec 12, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock - Direct Sale -$129K -1.28K -19.91% $100.91 5.16K Nov 14, 2022 Direct F1
transaction WAB Common Stock - Direct Options Exercise $112K +1.43K +27.68% $78.33 6.58K Nov 14, 2022 Direct
transaction WAB Common Stock - Direct Options Exercise $65K +801 +12.17% $81.21 7.38K Nov 14, 2022 Direct
transaction WAB Common Stock - Direct Options Exercise $33.4K +500 +6.77% $66.77 7.88K Nov 14, 2022 Direct
transaction WAB Common Stock - Direct Sale -$275K -2.73K -34.6% $100.94 5.16K Nov 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Non-Qualified Stock Options Options Exercise $0 -1.43K -66.68% $0.00 713 Nov 14, 2022 Common Stock 1.43K $78.33 Direct F2
transaction WAB Non-Qualified Stock Option Options Exercise $0 -801 -33.35% $0.00 1.6K Nov 14, 2022 Common Stock 801 $81.21 Direct F3
transaction WAB Non-Qualified Stock Option Options Exercise $0 -500 -100% $0.00* 0 Nov 14, 2022 Common Stock 500 $66.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $100.91 to $100.93 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 Options vest 33.3% per year beginning March 1, 2021.
F3 Options vest 33.3% per year beginning March 1, 2022.
F4 Options vest 33.3% per year beginning March 1, 2020.