John A. Mastalerz Jr. - 08 Nov 2022 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
VP Fin., Corp. Controller, CAO
Signature
David L. DeNinno, POA for John Mastalerz
Issuer symbol
WAB
Transactions as of
08 Nov 2022
Net transactions value
-$45,318
Form type
4
Filing time
10 Nov 2022, 15:39:05 UTC
Previous filing
18 Mar 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock - Direct Options Exercise $25,126 +350 +2.8% $71.79 12,877 08 Nov 2022 Direct
transaction WAB Common Stock - Direct Options Exercise $67,050 +856 +6.6% $78.33 13,733 08 Nov 2022 Direct
transaction WAB Common Stock - Direct Options Exercise $32,987 +467 +3.4% $70.64 14,200 08 Nov 2022 Direct
transaction WAB Common Stock - Direct Options Exercise $11,151 +167 +1.2% $66.77 14,367 08 Nov 2022 Direct
transaction WAB Common Stock - Direct Sale $181,632 -1,840 -13% $98.71 12,527 08 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Non-Qualified Stock Option Options Exercise $0 -350 -100% $0.000000* 0 08 Nov 2022 Common Stock 350 $71.79 Direct F2
transaction WAB Non-Qualified Stock Options Options Exercise $0 -856 -67% $0.000000 428 08 Nov 2022 Common Stock 856 $78.33 Direct F3
transaction WAB Non-Qualified Stock Options Options Exercise $0 -467 -100% $0.000000* 0 08 Nov 2022 Common Stock 467 $70.64 Direct F4
transaction WAB Non-Qualified Stock Option Options Exercise $0 -167 -33% $0.000000 333 08 Nov 2022 Common Stock 167 $66.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $98.7001 to $98.72 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 Options vest 25% per year beginning March 1, 2019.
F3 Options vest 33.3% per year beginning March 1, 2021.
F4 Options vest 33.3% per year beginning March 1, 2020.