Robert B. Fuller - 17 Aug 2023 Form 4 Insider Report for FS Bancorp, Inc. (FSBW)

Role: Retried Chief Credit Officer
Signature: /s/Robert B. Fuller
Issuer symbol: FSBW
Transactions as of: 17 Aug 2023
Net transactions value: -$26,405
Form type: 4
Filing time: 28 Aug 2023, 16:24:46 UTC
Previous filing: 09 Aug 2023
Next filing: 29 Aug 2023
SEC: View on sec.gov

Quoteable Key Fact

"Robert B. Fuller filed Form 4 for FS Bancorp, Inc. (FSBW) on 28 Aug 2023."

Quick Takeaways

This page summarizes Robert B. Fuller's Form 4 filing for FS Bancorp, Inc. (FSBW).
9 reported transactions and 4 derivative rows are listed below.
Filing timestamp: 28 Aug 2023, 16:24.

What Changed

Previous filing in this sequence was filed on 09 Aug 2023.
Current net transaction value: -$26,405.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FSBW	Common Stock	Disposed to Issuer	$0	-4,712	-58%	$0.000000	3,368	17 Aug 2023	Direct	F1
transaction	FSBW	Common Stock	Options Exercise	$56,256	+1,920	+57%	$29.30	5,288	24 Aug 2023	Direct
transaction	FSBW	Common Stock	Options Exercise	$32,363	+1,328	+25%	$24.37	6,616	24 Aug 2023	Direct
transaction	FSBW	Common Stock	Options Exercise	$35,185	+1,648	+25%	$21.35	8,264	24 Aug 2023	Direct
transaction	FSBW	Common Stock	Tax liability	$150,209	-4,896	-59%	$30.68	3,368	24 Aug 2023	Direct
holding	FSBW	Common Stock						5,816	17 Aug 2023	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FSBW	Stock Option (Right to Buy)	Disposed to Issuer	$0	-11,824	-53%	$0.000000	10,596	17 Aug 2023	Common Stock	11,824	$0.000000	Direct	F2
transaction	FSBW	Stock Option (Right to Buy)	Options Exercise	$0	-1,920	-18%	$0.000000	8,676	24 Aug 2023	Common Stock	1,920	$29.30	Direct
transaction	FSBW	Stock Option (Right to Buy)	Options Exercise	$0	-1,328	-15%	$0.000000	7,348	24 Aug 2023	Common Stock	1,328	$24.37	Direct
transaction	FSBW	Stock Option (Right to Buy)	Options Exercise	$0	-1,648	-22%	$0.000000	5,700	24 Aug 2023	Common Stock	1,648	$21.35	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert B. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.
F2	The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.

Content

The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.

The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.