Robert B. Fuller - 17 Aug 2023 Form 4 Insider Report for FS Bancorp, Inc. (FSBW)

Role
Retried Chief Credit Officer
Signature
/s/Robert B. Fuller
Issuer symbol
FSBW
Transactions as of
17 Aug 2023
Net transactions value
-$26,405
Form type
4
Filing time
28 Aug 2023, 16:24:46 UTC
Previous filing
09 Aug 2023
Next filing
29 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSBW Common Stock Disposed to Issuer $0 -4,712 -58% $0.000000 3,368 17 Aug 2023 Direct F1
transaction FSBW Common Stock Options Exercise $56,256 +1,920 +57% $29.30 5,288 24 Aug 2023 Direct
transaction FSBW Common Stock Options Exercise $32,363 +1,328 +25% $24.37 6,616 24 Aug 2023 Direct
transaction FSBW Common Stock Options Exercise $35,185 +1,648 +25% $21.35 8,264 24 Aug 2023 Direct
transaction FSBW Common Stock Tax liability $150,209 -4,896 -59% $30.68 3,368 24 Aug 2023 Direct
holding FSBW Common Stock 5,816 17 Aug 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FSBW Stock Option (Right to Buy) Disposed to Issuer $0 -11,824 -53% $0.000000 10,596 17 Aug 2023 Common Stock 11,824 $0.000000 Direct F2
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1,920 -18% $0.000000 8,676 24 Aug 2023 Common Stock 1,920 $29.30 Direct
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1,328 -15% $0.000000 7,348 24 Aug 2023 Common Stock 1,328 $24.37 Direct
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1,648 -22% $0.000000 5,700 24 Aug 2023 Common Stock 1,648 $21.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert B. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.
F2 The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.