Roy Taylor - Aug 12, 2022 Form 4 Insider Report for PROVIDENT FINANCIAL HOLDINGS INC (PROV)

Role
Director
Signature
/s/ Roy H. Taylor
Stock symbol
PROV
Transactions as of
Aug 12, 2022
Transactions value $
$0
Form type
4
Date filed
8/15/2022, 04:35 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PROV Option to Purchase Common Stock Award $0 +5K +14.29% $0.00 40K Aug 12, 2022 Common Stock 5K $14.52 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the grant of stock options under the Provident 2013 Equity Incentive Plan, 50% of which vest on August 12, 2024 and August 12, 2026, respectively. The entire grant expires on August 12, 2032.
F2 Includes 20,000 options to acquire 20,000 shares of common stock under Provident's 2013 Equity Incentive Plan. The grant fully vested on September 30, 2018 and the grant expires on September 30, 2024. Also includes 15,000 options to acquire 15,000 shares of common stock under Provident's 2013 Equity Incentive Plan. Fifty percent of the grant vested on May 30, 2021 and fifty percent of the grant vests on May 30, 2023. The entire grant expires on May 30, 2029.