LM Asset Management, Inc. - 07 Jan 2026 Form 4 Insider Report for GRAN TIERRA ENERGY INC. (GTE)

Role
10%+ Owner
Signature
/s/ Daniel Lau, Director of LM Asset Management, Inc.
Issuer symbol
GTE
Transactions as of
07 Jan 2026
Net transactions value
+$309,712
Form type
4
Filing time
09 Jan 2026, 17:26:00 UTC
Previous filing
07 Jan 2026
Next filing
17 Feb 2026
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
LM Asset (IM) Inc. 10%+ Owner 915 1055 WEST HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA /s/ Daniel Lau, Director of LM Asset Management, Inc. 09 Jan 2026 0002057190
Lau Daniel 10%+ Owner 915 1055 WEST HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA /s/ Daniel Lau 09 Jan 2026 0001950123
Man Christine 10%+ Owner 915 1055 WEST HASTINGS STREET, VANCOUVER, BRITISH COLUMBIA, CANADA /s/ Christine Man 09 Jan 2026 0001950121

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GTE Common Stock Purchase $309,712 +80,000 +2.1% $3.87 3,931,200 07 Jan 2026 See Note F1, F2
holding GTE Common Stock 240,000 07 Jan 2026 Direct F3
holding GTE Common Stock 65,550 07 Jan 2026 Direct F4
holding GTE Common Stock 145,000 07 Jan 2026 See Note F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.84 to $3.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2 These securities are held by private investment funds managed by LM Asset Management, Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respect pecuniary interest therein.
F3 These securities are beneficially owned solely by Daniel Lau.
F4 These securities are beneficially owned solely by Christine Man.
F5 These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.

Remarks:

Effective January 1, 2026, LM Asset (IM) Inc. changed its name to LM Asset Management Inc. The reporting persons are filing this Form 4 jointly but not as a group, and each reporting person expressly disclaims membership in a group withing the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.