-
Role
-
10%+ Owner
-
Signature
-
/s/ Joan L. Grant as Attorney-in-fact for the Peter E. Haas Jr. Family Fund
-
Stock symbol
-
LEVI
-
Transactions as of
-
May 15, 2024
-
Transactions value $
-
-$6,655,551
-
Form type
-
4
-
Date filed
-
5/17/2024, 07:32 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
LEVI |
Class A Common Stock |
+Conversion of derivative security |
$0 |
+102,418 |
|
$0.00 |
102,418 |
May 15, 2024 |
Direct |
F1, F2 |
transaction |
LEVI |
Class A Common Stock |
-Sell |
-$2,286,963 |
-102,418 |
-100% |
$22.33 |
0 |
May 15, 2024 |
Direct |
F3, F4 |
transaction |
LEVI |
Class A Common Stock |
+Conversion of derivative security |
$0 |
+140,839 |
|
$0.00 |
140,839 |
May 16, 2024 |
Direct |
F1, F2 |
transaction |
LEVI |
Class A Common Stock |
-Sell |
-$3,122,330 |
-140,839 |
-100% |
$22.17 |
0 |
May 16, 2024 |
Direct |
F3, F5 |
transaction |
LEVI |
Class A Common Stock |
+Conversion of derivative security |
$0 |
+56,743 |
|
$0.00 |
56,743 |
May 17, 2024 |
Direct |
F1, F2 |
transaction |
LEVI |
Class A Common Stock |
-Sell |
-$1,246,258 |
-56,743 |
-100% |
$21.96 |
0 |
May 17, 2024 |
Direct |
F3, F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
LEVI |
Class B Common Stock |
-Conversion of derivative security |
$0 |
-102,418 |
-0.43% |
$0.00 |
23,928,400 |
May 15, 2024 |
Class A Common Stock |
102,418 |
|
Direct |
F1, F2 |
transaction |
LEVI |
Class B Common Stock |
-Conversion of derivative security |
$0 |
-140,839 |
-0.59% |
$0.00 |
23,928,400 |
May 16, 2024 |
Class A Common Stock |
140,839 |
|
Direct |
F1, F2 |
transaction |
LEVI |
Class B Common Stock |
-Conversion of derivative security |
$0 |
-56,743 |
-0.24% |
$0.00 |
23,928,400 |
May 17, 2024 |
Class A Common Stock |
56,743 |
|
Direct |
F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: