Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LEVI | Class B Common Stock | -Gift | $0 | -14,952 | -0.3% | $0.00 | 5,050,357 | Jan 31, 2023 | Class A Common Stock | 14,952 | Direct | F1 | |
holding | LEVI | Class B Common Stock | 0 | Jan 31, 2023 | Class A Common Stock | See Footnote | F1, F2 | |||||||
holding | LEVI | Class B Common Stock | 2,082,740 | Jan 31, 2023 | Class A Common Stock | See Footnote | F1, F3 | |||||||
holding | LEVI | Class B Common Stock | 400,000 | Jan 31, 2023 | Class A Common Stock | See Footnote | F1, F4 |
Peter E. Haas Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
F2 | Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares. |
F3 | The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. |
F4 | The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares. |