Peter E. Haas Jr. - Jan 31, 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr.
Stock symbol
LEVI
Transactions as of
Jan 31, 2023
Transactions value $
$0
Form type
4
Date filed
1/9/2024, 05:35 PM
Previous filing
Jan 6, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Gift $0 -15K -0.3% $0.00 5.05M Jan 31, 2023 Class A Common Stock 15K Direct F1
holding LEVI Class B Common Stock 0 Jan 31, 2023 Class A Common Stock See Footnote F1, F2
holding LEVI Class B Common Stock 2.08M Jan 31, 2023 Class A Common Stock See Footnote F1, F3
holding LEVI Class B Common Stock 400K Jan 31, 2023 Class A Common Stock See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Peter E. Haas Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares.
F3 The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
F4 The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.