Repertoire Partners LP - 10 Nov 2023 Form 4 Insider Report for Portman Ridge Finance Corp (PTMN)

Role
10%+ Owner
Signature
/s/ Deepak Sarpagal, Managing Member of the General Partner of Repertoire Partners, LP
Issuer symbol
PTMN
Transactions as of
10 Nov 2023
Net transactions value
-$2,131,863
Form type
4
Filing time
14 Nov 2023, 18:54:04 UTC
Previous filing
11 Oct 2023
Next filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTMN Common Stock Sale $1,206,446 -69,110 -15% $17.46 380,025 10 Nov 2023 See notes F1, F2
transaction PTMN Common Stock Sale $40,269 -2,300 -0.61% $17.51 377,725 13 Nov 2023 See notes F1, F2
transaction PTMN Common Stock Sale $1,309 -77 -0.02% $17.00 377,648 13 Nov 2023 See notes F1, F2
transaction PTMN Common Stock Sale $30,600 -1,800 -0.48% $17.00 375,848 13 Nov 2023 See notes F1, F2
transaction PTMN Common Stock Sale $853,239 -49,331 -13% $17.30 326,517 14 Nov 2023 See notes F1, F2
holding PTMN Common Stock 632,414 10 Nov 2023 See notes F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Repertoire Partners LP ("Repertoire") is the investment adviser to the Repertoire Master Fund LP and Repertoire Supplement Z LP (the "Funds"). Repertoire Holdings LLC ("Holdings") is the general partner of the Funds. Deepak Sarpangal is the control person of both Repertoire and Holdings. These securities are held directly by the Funds for the benefit of their investors. The securities may be deemed to be beneficially owned by Repertoire as the investment adviser to the Funds, by Holdings as the general partner of the Funds and by Mr. Sarpangal as the control person of Repertoire and Holdings. Each of Repertoire, Holdings and Mr. Sarpangal disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein.
F2 These securities are held directly by Repertoire Supplement Z LP.
F3 These securities are held directly by Repertoire Master Fund LP.

Remarks:

Repertoire is filing this Form 4 on behalf of itself, Holdings and Mr. Sarpangal. The filers are filing this Form jointly, but not as a group, and each expressly disclaims membership in a group.