Whitmore Bradford T - 15 Dec 2022 Form 4/A - Amendment Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
NANX
Transactions as of
15 Dec 2022
Transactions value $
$330,597
Form type
4/A - Amendment
Date filed
16 Dec 2022, 09:17
Date Of Original Report
15 Dec 2022
Previous filing
16 Dec 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Purchase $331K +300K +1% $1.10 30.2M 15 Dec 2022 Direct F1
holding NANX Common Stock 601K 15 Dec 2022 By Grace Investments, LP F2
holding NANX Common Stock 51.5K 15 Dec 2022 By daughter F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.
F3 The number of securities beneficially owned were incorrectly reported as 41,454 in the original filing made on 12/15/2022.