Bradford T. Whitmore - Dec 21, 2021 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Stock symbol
NANX
Transactions as of
Dec 21, 2021
Transactions value $
$0
Form type
4
Date filed
12/23/2021, 03:28 PM
Previous filing
Dec 20, 2021
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Sale -$32.4M -7.73M -26.1% $4.19 21.9M Dec 21, 2021 Direct
transaction NANX Common Stock Purchase $32.4M +7.73M $4.19 7.73M Dec 21, 2021 By Strandler, LLC F1
holding NANX Common Stock 601K Dec 21, 2021 By Grace Investments, LP F2
holding NANX Common Stock 51.5K Dec 21, 2021 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As sole manager and sole voting member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 7,731,573 shares of Common Stock.
F2 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.