Bradford T. Whitmore - 21 Dec 2021 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
10%+ Owner
Signature
Bradford T. Whitmore
Issuer symbol
SLSN
Transactions as of
21 Dec 2021
Net transactions value
$0
Form type
4
Filing time
23 Dec 2021, 15:28:25 UTC
Previous filing
20 Dec 2021
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Sale $32,361,272 -7,731,573 -26% $4.19 21,893,717 21 Dec 2021 Direct
transaction NANX Common Stock Purchase $32,361,272 +7,731,573 $4.19 7,731,573 21 Dec 2021 By Strandler, LLC F1
holding NANX Common Stock 601,410 21 Dec 2021 By Grace Investments, LP F2
holding NANX Common Stock 51,454 21 Dec 2021 By daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As sole manager and sole voting member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 7,731,573 shares of Common Stock.
F2 As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.