Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CLSD | Common Stock | Sale | -$702K | -99.4K | -3.51% | $7.06* | 2.74M | Aug 30, 2021 | by Grace Brothers, LP | F1, F2 |
transaction | CLSD | Common Stock | Sale | -$749K | -108K | -3.94% | $6.96* | 2.63M | Aug 31, 2021 | by Grace Brothers, LP | F2, F3 |
transaction | CLSD | Common Stock | Sale | -$1.47M | -213K | -8.11% | $6.89* | 2.42M | Sep 1, 2021 | by Grace Brothers, LP | F2, F4 |
holding | CLSD | Common Stock | 3.53M | Aug 30, 2021 | Direct |
Bradford T. Whitmore is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
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F1 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
F2 | As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 2,415,056 shares of Common Stock. |
F3 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8499 to $7.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |
F4 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.66 to $7.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. |