Donald P. Casey - Nov 18, 2021 Form 4 Insider Report for ASPEN TECHNOLOGY INC /DE/ (AZPN)

Role
Director
Signature
/s/ F.G. Hammond, attorney-in-fact for Mr. Casey
Stock symbol
AZPN
Transactions as of
Nov 18, 2021
Transactions value $
-$622,628
Form type
4
Date filed
11/22/2021, 04:44 PM
Previous filing
Sep 3, 2021
Next filing
May 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZPN Common Stock Options Exercise $58.4K +1.8K +21.04% $32.54* 10.3K Nov 18, 2021 Direct
transaction AZPN Common Stock Options Exercise $179K +2.82K +27.32% $63.25* 13.2K Nov 18, 2021 Direct
transaction AZPN Common Stock Options Exercise $185K +1.61K +12.2% $115.36 14.8K Nov 18, 2021 Direct
transaction AZPN Common Stock Options Exercise $192K +1.44K +9.78% $133.20 16.2K Nov 18, 2021 Direct
transaction AZPN Common Stock Options Exercise $192K +1.47K +9.1% $130.51 17.7K Nov 18, 2021 Direct
transaction AZPN Common Stock Options Exercise $198K +1.53K +8.66% $129.50 19.2K Nov 18, 2021 Direct
transaction AZPN Common Stock Sale -$1.53M -10K -52.18% $152.47 9.19K Nov 18, 2021 Direct F1
transaction AZPN Common Stock Sale -$99.5K -650 -7.08% $153.15 8.54K Nov 18, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -1.8K -100% $0.00* 0 Nov 18, 2021 Common Stock 1.8K $32.54 Direct
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -2.82K -100% $0.00* 0 Nov 18, 2021 Common Stock 2.82K $63.25 Direct
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -1.61K -100% $0.00* 0 Nov 18, 2021 Common Stock 1.61K $115.36 Direct
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -1.44K -100% $0.00* 0 Nov 18, 2021 Common Stock 1.44K $133.20 Direct
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -1.47K -100% $0.00* 0 Nov 18, 2021 Common Stock 1.47K $130.51 Direct
transaction AZPN Director Stock Option (Right to Buy) Options Exercise $0 -1.53K -100% $0.00* 0 Nov 18, 2021 Common Stock 1.53K $129.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.12 to $153.11, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.13 to $153.16, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.