Nippon Shinyaku Co Ltd - Sep 20, 2024 Form 4 Insider Report for CAPRICOR THERAPEUTICS, INC. (CAPR)

Role: 10%+ Owner
Signature: /s/ Takanori Edamitsu, Director, Business Management & Sustainability
Stock symbol: CAPR
Transactions as of: Sep 20, 2024
Transactions value $: $14,999,998
Form type: 4
Date filed: 9/24/2024, 04:01 PM
Previous filing: Aug 23, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAPR	Common Stock, par value $0.001 per share	Purchase	$15M	+2.8M	+65.21%	$5.36	7.09M	Sep 20, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 20, 2024, Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer") issued 2,798,507 shares of common stock, $0.001 par value per share (the "Common Stock") to Nippon Shinyaku Co Ltd (the "Reporting Person"), acquired in a private placement pursuant to the terms and conditions of a Subscription Agreement, dated as of September 16, 2024, between the Reporting Person and the Issuer.

Content

On September 20, 2024, Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer") issued 2,798,507 shares of common stock, $0.001 par value per share (the "Common Stock") to Nippon Shinyaku Co Ltd (the "Reporting Person"), acquired in a private placement pursuant to the terms and conditions of a Subscription Agreement, dated as of September 16, 2024, between the Reporting Person and the Issuer.