Nippon Shinyaku Co Ltd - 20 Sep 2024 Form 4 Insider Report for CAPRICOR THERAPEUTICS, INC. (CAPR)

Role: 10%+ Owner
Signature: /s/ Takanori Edamitsu, Director, Business Management & Sustainability
Issuer symbol: CAPR
Transactions as of: 20 Sep 2024
Net transactions value: +$14,999,998
Form type: 4
Filing time: 24 Sep 2024, 16:01:08 UTC
Previous filing: 23 Aug 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAPR	Common Stock, par value $0.001 per share	Purchase	$14,999,998	+2,798,507	+65%	$5.36	7,090,351	20 Sep 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 20, 2024, Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer") issued 2,798,507 shares of common stock, $0.001 par value per share (the "Common Stock") to Nippon Shinyaku Co Ltd (the "Reporting Person"), acquired in a private placement pursuant to the terms and conditions of a Subscription Agreement, dated as of September 16, 2024, between the Reporting Person and the Issuer.

Content

On September 20, 2024, Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer") issued 2,798,507 shares of common stock, $0.001 par value per share (the "Common Stock") to Nippon Shinyaku Co Ltd (the "Reporting Person"), acquired in a private placement pursuant to the terms and conditions of a Subscription Agreement, dated as of September 16, 2024, between the Reporting Person and the Issuer.