Adam J. Pliska - 22 Feb 2024 Form 4 Insider Report for Allied Gaming & Entertainment Inc. (AGAE)

Role
Director
Signature
/s/ Roy L. Anderson, as attorney-in-fact
Issuer symbol
AGAE
Transactions as of
22 Feb 2024
Net transactions value
$0
Form type
4
Filing time
26 Feb 2024, 17:18:51 UTC
Previous filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGAE Common Stock, par value $0.0001 per share Award $0 +20,000 +913% $0.000000 22,190 22 Feb 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGAE Stock Options (right to buy) Award $0 +25,000 $0.000000 25,000 11 Nov 2021 Common Stock 25,000 $2.21 Direct F3
transaction AGAE Stock Options (right to buy) Award $0 +170,000 $0.000000 170,000 21 Nov 2019 Common Stock 170,000 $4.09 Direct F4
transaction AGAE Stock Options (right to buy) Award $0 +40,000 $0.000000 40,000 20 Sep 2019 Common Stock 40,000 $5.66 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a grant of restricted stock units ("RSU"). Each RSU represents the right to receive one share of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock"). The RSUs shall vest: (i) twenty-five percent (25%) immediately upon granting and (ii) the remaining shares shall vest in three (3) equal successive installments upon the Reporting Person's completion of each six (6) month period of service over the eighteen (18) month period measured from the date of grant.
F2 Includes 15,000 shares of the Issuer's Common Stock subject to RSUs granted on February 22, 2024.
F3 Option vests as follows: 6,250 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024, and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.
F4 42,500 shares vest on each of 11/21/2020, 11/21/2021, 11/21/2022, and 11/21/2023.
F5 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022, and 9/20/2023.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.