Ryan Hicke - Dec 15, 2023 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role: Chief Executive Officer, Director
Signature: /s/ Ryan Hicke, by John Munch, attorney in fact
Stock symbol: SEIC
Transactions as of: Dec 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/19/2023, 05:36 PM
Previous filing: Nov 3, 2023
Next filing: Aug 23, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SEIC	Common Stock	Award		+30K	+27.88%		138K	Dec 15, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SEIC	Option to Purchase Common Stock	Award		+50K			50K	Dec 15, 2023	Common Stock	50K	$62.00	Direct	F2, F3
transaction	SEIC	Option to Purchase Common Stock	Award		+50K			50K	Dec 15, 2023	Common Stock	50K	$62.00	Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units subject to vesting.
F2	Received as employment compensation.
F3	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than the second anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.
F4	Vest on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than the fourth anniversary of the date of grant, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.